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Financial Promotions

ShareIn has a Financial Promotions Policy which aims to ensure that Financial Promotions meet regulatory requirements in being “clear, fair and not misleading”, and that other risks associated with the use of Financial Promotions are controlled.

Key risks include that Financial Promotions:

  • Mislead customers and create unfair outcomes;
  • Conflict with ShareIn’s culture, values, or strategic priorities;
  • Cause damage to the ShareIn brand and reputation.

ShareIn has a number of documents that provide guidance and support to its Appointed Representatives and the policy consolidates ShareIn’s approach when reviewing financial promotions.

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