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Being authorised by the Financial Conduct Authority (FCA) is a serious responsibility and becoming an Appointed Representative (AR) is more than just a form filling exercise.

Are you ready for regulation?

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We require you to complete training with ShareIn as part of your preparation to be an Appointed Representative of ShareIn.

Below you will find the upcoming date and times for Compliance training sessions at ShareIn. Contact us to get in touch about joining a training session. All training sessions take place via video call with ShareIn.

Compliance Charter

What you need to do
  • Understand the limited range of investors that you can market to, ensuring that your products are designed with your target investors in mind.
  • Create financial promotions and investor communications that are fair, clear and balanced. Submit all marketing material to ShareIn Compliance early, integrate comments as required and release only when approved.
  • If complaints happen – report and help resolve them quickly.