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Being authorised by the Financial Conduct Authority (FCA) is a serious responsibility.

Are you ready for regulation?

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Below you will find the upcoming date and times for Compliance training sessions at ShareIn. Contact us to get in touch about joining a training session. All training sessions take place via video call with ShareIn.

Compliance Charter

What you need to do
  • Understand the limited range of investors that you can market to, ensuring that your products are designed with your target investors in mind.
  • Create financial promotions and investor communications that are fair, clear and balanced. Submit all marketing material to ShareIn Compliance early, integrate comments as required and release only when approved.
  • If complaints happen – report and help resolve them quickly.