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Being authorised by the Financial Conduct Authority (FCA) is a serious responsibility.

Are you ready for regulation?

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Below you will find the upcoming date and times for Compliance training sessions at ShareIn. Contact us to get in touch about joining a training session. All training sessions take place via video call with ShareIn.

Introduction to Financial Promotions 26th of August, 9:30
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Introduction to Compliance 31st of August, 10:00
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Introduction to Financial Promotions 1st of September, 13:00
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Introduction to Compliance 2nd of September, 10:00
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Introduction to Financial Promotions 14th of September, 21:30
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Introduction to Compliance 18th of September, 10:00
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Introduction to Compliance 21st of September, 13:00
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Introduction to Financial Promotions 25th of September, 9:30
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Compliance Charter

What you need to do
  • Understand the limited range of investors that you can market to, ensuring that your products are designed with your target investors in mind.
  • Create financial promotions and investor communications that are fair, clear and balanced. Submit all marketing material to ShareIn Compliance early, integrate comments as required and release only when approved.
  • If complaints happen – report and help resolve them quickly.