We can provide Appointed Representative (AR) services for equity and debt crowdfunders. Using this crowdfunding umbrella service allows you to operate in a compliant manner without the need for your own authorisation. As we are authorised and regulated by the UK Financial Conduct Authority (FRN 603332), we can provide appropriate entities with the regulatory permissions to get their crowdfunding business started.
A robust solution to your crowdfunding financial regulatory compliance.
A compliance manual and framework for you to operate.
UK crowdfunding compliance guidance and training.
Low up front cost with monthly pricing.
Supervising an Appointed Representative is an area which the FCA pays particular attention to. We take on the full responsibility for an AR’s actions, compliance and competence.
We undertake due diligence on you as your appropriateness to be an FCA regulated company before entering such an agreement, however this does not guarantee our acceptance of your Appointed Representative application.